Allocation Report Ack <AT> message – FIX 4.4 – FIX Dictionary

FIX 4.4 : Allocation Report Ack <AT> message

Description

The Allocation Report Ack <AT> message is used to acknowledge the receipt of and provide status for an Allocation Report <AS> message.

It is possible that multiple Allocation Report Ack <AT> messages can be generated for a single Allocation Report <AS> message to acknowledge the receipt and then to detail the acceptance or rejection of the Allocation Report <AS> message.

It is recommended, when appropriate, that the MatchStatus <573> field be used in the Allocation Report Ack <AT> to denote whether any financial details provided in the Allocation Report <AS> with AllocStatus <87> of 'Accepted' were matched by the Initiator. If a match takes place and succeeds, then the match status will be '0-Compared and affirmed'. If the match takes place and fails, or no match takes place, then the match status will be '1-Uncompared or unaffirmed'.

Allocation Report Ack <AT> (aka Allocation Claim Ack)-

Structure

Tag		Field Name	Req'd	Comments
<MessageHeader>			Y	MsgType <35> = AT
755		AllocReportID	Y
70		AllocID	Y
Component Block - <Parties>			N	Insert here the set of "<Parties>" (firm identification) fields defined in "COMMON COMPONENTS OF APPLICATION MESSAGES"
793		SecondaryAllocID	N	Optional second identifier for the allocation report being acknowledged (need not be unique)
75		TradeDate	N
60		TransactTime	Y	Date/Time Allocation Report Ack <AT> generated
87		AllocStatus	Y	Denotes the status of the allocation report; received (but not yet processed), rejected (at block or account level) or accepted (and processed).
88		AllocRejCode	N	Required for AllocStatus <87> = 1 ( block level reject) and for AllocStatus <87> 2 (account level reject) if the individual accounts and reject reasons are not provided in this message
794		AllocReportType	N
808		AllocIntermedReqType	N	Required if AllocReportType <794> = 8 (Request to Intermediary) Indicates status that is requested to be transmitted to counterparty by the intermediary (i.e. clearing house)
573		MatchStatus	N	Denotes whether the financial details provided on the Allocation Report <AS> were successfully matched.
460		Product	N
167		SecurityType	N
58		Text	N	Can include explanation for AllocRejCode <88> = 7 (other)
354		EncodedTextLen	N	Must be set if EncodedText <355> field is specified and must immediately precede it.
355		EncodedText	N	Encoded (non-ASCII characters) representation of the Text <58> field in the encoded format specified via the MessageEncoding <347> field.
78		NoAllocs	N	This repeating group is optionally used for messages with AllocStatus <87> = 2 (account level reject) to provide details of the individual accounts that caused the rejection, together with reject reasons. This group should not be populated where AllocStatus <87> has any other value. Indicates number of allocation groups to follow.
=>	79	AllocAccount	N	Required if NoAllocs <78> > 0. Must be first field in repeating group.
=>	661	AllocAcctIDSource	N
=>	366	AllocPrice	N	Used when performing 'executed price' vs. 'average price' allocations (e.g. Japan). AllocAccount <79> plus AllocPrice <366> form a unique Allocs entry. Used in lieu of AllocAvgPx <153>.
=>	467	IndividualAllocID	N
=>	776	IndividualAllocRejCode	N	Required if NoAllocs <78> > 0.
=>	161	AllocText	N	Free format Text <58> field related to this AllocAccount <79> (can be used here to hold text relating to the rejection of this AllocAccount <79>)
=>	360	EncodedAllocTextLen	N	Must be set if EncodedAllocText <361> field is specified and must immediately precede it.
=>	361	EncodedAllocText	N	Encoded (non-ASCII characters) representation of the AllocText <161> field in the encoded format specified via the MessageEncoding <347> field.
<MessageTrailer>			Y

Related Messages

Allocation Report <AS>

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